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Unraveling the structure and chemical mechanisms of highly oxygenated intermediates in oxidation of organic compounds

  1. S. Mani Sarathya,1
  1. aClean Combustion Research Center, King Abdullah University of Science and Technology, Thuwal 23955-6900, Saudi Arabia;
  2. bDepartment of Chemistry, University of California, Berkeley, CA 94720;
  3. cDepartment of Physics, University of California, Berkeley, CA 94720;
  4. dChemical Sciences Division, Lawrence Berkeley National Laboratory, Berkeley, CA 94720;
  5. eDepartment of Chemistry, University of Central Florida, Orlando, FL 32816-2450;
  6. fCombustion Research Facility, Sandia National Laboratories, Livermore, CA 94551;
  7. gPhysikalisch-Technische Bundesanstalt, 38116 Braunschweig, Germany;
  8. hAnalytical Core Laboratory, King Abdullah University of Science and Technology, Thuwal 23955-6900, Saudi Arabia;
  9. iDepartment of Chemistry, Bielefeld University, D-33615 Bielefeld, Germany;
  10. jCNRS, Institut National des Sciences de l’Ingénierie et des Systèmes, Institut de Combustion, Aérothermique, Réactivité et Environnement, 45071, Orléans, Cedex 2, France
  1. Edited by Donald G. Truhlar, University of Minnesota, Minneapolis, MN, and approved November 6, 2017 (received for review May 6, 2017)


Highly oxygenated molecules are involved in autooxidation reactions leading to the formation of secondary organic aerosols (SOAs); they are also critical intermediates in autooxidation processes for liquid hydrogen degradation and the ignition of fuels in advanced combustion systems. However, these reactions are still poorly understood. In this study, we unveil a generalized reaction mechanism involving the autooxidation of peroxy radicals with at least three stages of sequential O2 addition. We elucidate important underlying kinetics and structural characteristics of autooxidation processes used for developing new technologies including those aimed at reducing climatically active SOAs and pollutants from fuel combustion. We show that advances can be made by bridging experimental and theoretical methods used by atmospheric and combustion scientists.


Decades of research on the autooxidation of organic compounds have provided fundamental and practical insights into these processes; however, the structure of many key autooxidation intermediates and the reactions leading to their formation still remain unclear. This work provides additional experimental evidence that highly oxygenated intermediates with one or more hydroperoxy groups are prevalent in the autooxidation of various oxygenated (e.g., alcohol, aldehyde, keto compounds, ether, and ester) and nonoxygenated (e.g., normal alkane, branched alkane, and cycloalkane) organic compounds. These findings improve our understanding of autooxidation reaction mechanisms that are routinely used to predict fuel ignition and oxidative stability of liquid hydrocarbons, while also providing insights relevant to the formation mechanisms of tropospheric aerosol building blocks. The direct observation of highly oxygenated intermediates for the autooxidation of alkanes at 500–600 K builds upon prior observations made in atmospheric conditions for the autooxidation of terpenes and other unsaturated hydrocarbons; it shows that highly oxygenated intermediates are stable at conditions above room temperature. These results further reveal that highly oxygenated intermediates are not only accessible by chemical activation but also by thermal activation. Theoretical calculations on H-atom migration reactions are presented to rationalize the relationship between the organic compound’s molecular structure (n-alkane, branched alkane, and cycloalkane) and its propensity to produce highly oxygenated intermediates via extensive autooxidation of hydroperoxyalkylperoxy radicals. Finally, detailed chemical kinetic simulations demonstrate the influence of these additional reaction pathways on the ignition of practical fuels.

The autooxidation of volatile organic compounds (VOCs) influences the formation of tropospheric ozone (1) and secondary organic aerosols (SOAs) (2, 3), degradation of liquid and gaseous hydrocarbons (4, 5), as well as ignition processes in combustion (6). The chemistry of peroxy radical intermediates plays a significant role in autooxidation processes, because their H-shift and sequential O2 addition reactions lead to the eventual formation of hydroperoxides, such as those found in liquid-phase hydrocarbon degradation (7, 8). Under atmospheric conditions (e.g., below 400 K), peroxy radical H-shift reactions compete with NO, HO2, and peroxy radical biomolecular reactions that convert peroxy radicals to alkoxy radicals or closed-shell species such as nitrates, hydroperoxides, or carbonyls and alcohols, respectively (1, 9). Under low NOx conditions, peroxy radical H-shift reactions provide a large source of low-volatility SOA in the atmospheric oxidation of monoterpenes (10, 11). At relatively higher temperatures (e.g., 500–800 K), the chemistry of peroxy radicals triggers interesting combustion phenomena such as cool flames (12) and negative temperature-coefficient behavior, leading to reactivity that decreases with increasing temperature (13), and to engine knock (14).

Existing kinetic models for gas-phase hydrocarbon combustion assume that one or two O2 molecules add sequentially to the hydrocarbon radical, leading to intermediates with two or three O atoms on the hydrocarbon backbone (e.g., hydroperoxides, keto hydroperoxides, etc.), which ultimately dissociate to smaller species (15). However, recent work indicates that partially oxidized alkylperoxy radicals may undergo further sequential additions with O2, thereby leading to more highly oxygenated intermediates (16, 17). Previous work on ozonolysis or OH-radical-initiated autooxidation of unsaturated hydrocarbons has identified the formation of highly oxygenated molecules from extensive autooxidation (EA) of peroxy radicals by abstraction of H atoms from C–H connected to oxygenated functional groups (OH and C=O), allylic sites, and other weakly bound H atoms (10, 18??21). Under atmospheric conditions, Jokinen et al. (22) stated that intramolecular H-shift reactions are important only if relatively weak C–H bonds are available. Crounse et al. (23) also showed that functionalized species with carbonyl, alcohol, or alkene moieties are needed to facilitate H-shift reactions at room temperature.

Here, we detect highly oxygenated intermediates involved in the autooxidation of alkanes at 500–600 K. This temperature range and class of hydrocarbons are rarely investigated in atmospheric studies. We build on experimental and theoretical advances in atmospheric autooxidation chemistry research to study related processes under combustion conditions. Isotopic labeling methods demonstrated in atmospheric studies (10, 18?20) are combined with photoionization and high-resolution mass spectrometry methods in combustion research (24) to unravel the complex structure of autooxidation intermediates. We show the presence of at least three O2 molecules adding sequentially to hydrocarbon/oxygenated radicals during gas-phase oxidation in the temperature range 500–600 K; the oxygen-containing functional groups in the highly oxygenated intermediates are also identified. These findings complement previous atmospheric autooxidation chemistry research, while extending our understanding of autooxidation processes and the prevailing reaction mechanisms used to numerically simulate fuel autoignition.

The gas-phase autooxidation of 15 VOCs was systematically examined to study the key autooxidation intermediates. Ten compounds were drawn from the four major hydrocarbon classes (i.e., normal, branched, and cyclo alkanes and aromatics); an additional five compounds have oxygen-containing functional groups (25) (1-decanol, decanal, 2-decanone, dipentyl ether, and methyl decanoate). The species were selected to represent VOCs present in tropospheric and fuel/engine oxidation environments. Autooxidation studies were carried out in two separate fused-silica jet-stirred reactors (JSR), operating at a mean residence time of 2 s, near atmospheric pressure and temperatures from 500 to 600 K. JSR-1 was coupled to a molecular beam time-of-flight mass spectrometer (MBMS), combined with synchrotron vacuum UV (SVUV) radiation from a third-generation synchrotron source as the photoionization (PI) source (26, 27). The gas-phase products from JSR-2 were analyzed by a high-resolution atmospheric pressure chemical ionization-Orbitrap mass spectrometer (APCI-OTMS) (28?30) (SI Appendix, section 1.1, Fig. S1, and Table S1).

Results and Discussion

Many autooxidation intermediates were measured from the autooxidation of the 15 VOCs (i.e., CxHyOz) in the SVUV-PI-MBMS and APCI-OTMS experiments. Autooxidation products, with the general molecular formula CxHy ? 2Oz + n (n = 0–5) and CxHy ? 4Oz + n (n = 4), were consistently observed, with only a few exceptions for CxHy ? 2Oz + n (n = 4) due to low signal intensity (SI Appendix, Figs. S2–S8). Here, x equals the carbon number of the organic compounds; y is equal to 2x + 2 for alkanes, alcohols, and ethers, 2x for cycloalkanes, aldehydes, ketone compounds, and esters; z is equal to 0 for hydrocarbons, 1 for alcohols, aldehydes, ketone compounds, and ethers, and 2 for esters. A glossary of species discussed in the text is provided in SI Appendix, section 1.3. Fig. 1 shows a generalized peroxy radical oxidation mechanism comprising sequential oxygen addition and radical isomerization reactions that lead to the formation of various intermediates. The specific mechanism diagrams of 2,7-dimethyloctane and n-butylcyclohexane are shown in SI Appendix, section 1.4 and Schemes S1 and S2. The intermediates CxHy ? 2Oz + n (n = 0–1) and CxHy ? 2Oz + n (n = 2–3) derive from the first and second oxygen addition reactions, a reaction mechanism established in the 1980s (6) and widely adopted in combustion modeling (15). CxHy ? 2Oz + n (n = 4–5) intermediates are the result of third oxygen addition reactions, and these reaction pathways are labeled in red in Fig. 1. CxHy ? 2Oz + n (n = 3) are also formed from these reactions, but the resulting structures are different from those formed from the second oxygen addition reactions. Details of the reaction mechanism will be described after discussing the elemental composition and structure of the measured intermediates. At 500–600 K, peroxy radical isomerization reactions compete with bimolecular reactions (e.g., cross-combination and recombination of RO2) and formation of dimer compounds (1, 18). For example, the rate constant of RO2 + RO2 (e.g., C2H5O2 + C2H5O2) is on the order of 1010 cm3?mol?1?s?1 at 298 K and has a weak negative temperature dependence (31), while the intramolecular H-atom abstraction of the RO2 radical via a six-membered-ring transition state is on the order of 10?3 s?1 at 298 K (23). However, the intramolecular H-atom abstraction is strongly temperature dependent and its rate is on the order of 104 s?1 at 550 K (32). This is one feature of alkane autooxidation in the low-temperature combustion environment that is distinct from ozonolysis and/or OH-radical-initiated autooxidation of unsaturated hydrocarbons in which dimer compounds were observed to be important (10, 18, 19).

Elemental C/H/O Composition of Highly Oxygenated Intermediates.

Initially, the elemental C/H/O composition of highly oxygenated intermediates was confirmed to have the same carbon number as the VOC reactant with three to five additional oxygen atoms. To enhance molecular information within the instrument’s mass resolution, unambiguous elemental composition was obtained via isotope labeling, using both 16O2 and then 18O2 as the oxidizers in autooxidation of 2,7-dimethyloctane and cyclohexane. Fig. 2A for 2,7-dimethyloctane (C10H22) shows that replacing 16O2 by 18O2 increases the mass-to-charge ratio, m/z, of highly oxygenated intermediates C10H20O3, C10H18O4, C10H20O4, and C10H20O5 by 6, 8, 8, and 10, respectively. Similarly, species featuring 3, 4, or 5 oxygen atoms were identified in the case of cyclohexane autooxidation using isotopically labeled O2 (SI Appendix, Fig. S9). The formation of highly oxygenated intermediates was further corroborated for both VOCs by the high-resolution APCI-OTMS experiment, which observed the protonated molecular peaks of C10H20O3, C10H18O4, C10H20O4, and C10H20O5 (accuracy < 5 ppm, Fig. 2B) for 2,7-dimethyloctane and analogous highly oxygenated intermediates for cyclohexane (SI Appendix, Fig. S9). Similar oxygenated hydrocarbon species have been detected from the atmospheric ozonolysis and autooxidation of monoterpenes and their surrogates under low concentration of NOx (10, 11, 18), which establishes the relevance of the present findings with atmospheric chemical processes.

Fig. 2.

Mass spectra of highly oxygenated intermediates recorded in 2,7-dimethyloctane autooxidation. (A) SVUV-PI-MBMS results at photon energy of 9.5 eV with 16O2 (green line) and 18O2 (black line) as the oxidizer. (B) APCI-OTMS results with 16O2 as oxidizer. Protonated molecular ion peaks C10H18O4, C10H20O4, and C10H20O5 multiplied by 10, 100, and 100, respectively, for clarity.

H/D Exchange Reactions.

The signal profiles for C10H20O3, C10H18O4, C10H20O4, and C10H20O5 from 2,7-dimethyloctane are typical of hydroperoxides formed during hydrocarbon oxidation (SI Appendix, Fig. S10); they are produced in early stages of oxidation and consumed rapidly at higher temperatures because of the low O–OH bond dissociation energy in the hydroperoxy group (8). Hydroperoxides are important in controlling hydrocarbon reactivity during autooxidation (15, 33).

The presence of hydroperoxy functional groups was confirmed by H/D exchange reactions using D2O in JSR-1 coupled with SVUV-PI-MBMS. H/D exchange reactions have been used in the field of atmospheric chemistry to identify -OH/-OOH functional groups (10, 18?20). However, it was unclear if H atoms in other functional groups could participate in exchange reactions with D2O at higher temperature (e.g., 500–600 K). Therefore, we confirmed that only H atoms in –OH and –OOH functional groups (i.e., acidic H atoms) participate in H/D exchange reactions for the selected conditions by reacting D2O with 2,7-dimethyloctane, as well as ethanol, propanal, acetone, tetrahydrofuran, methyl peroxide, and hydrogen peroxide (SI Appendix, section 1.7 and Fig. S11). Products resulting from the autooxidation of 2,7-dimethyloctane with D2O further supported the finding that only acidic H atoms participated in H/D exchange reactions. The mass spectra obtained for 2,7-dimethyloctane autooxidation in Fig. 3 AC show the signal intensities for C10H20O3, C10H18O4, and C10H20O5, with and without the addition of ~50,000 ppm D2O to the reactants. A clear indication for H/D exchange upon D2O addition is seen from the decreasing signal intensity of C10H20O3, C10H18O4, and C10H20O5, and appearance of C10H19DO3, C10H17DO4, C10H19DO5, and C10H18D2O5. We note that a weak signal near m/z 190 is the isotopic peak of C10H19DO3. Further evidence is provided in Fig. 3 DF, which shows the photoionization efficiency spectra of C10H20O3, C10H18O4, and C10H20O5 and the corresponding deuterated compounds, C10H19DO3, C10H17DO4, C10H19DO5, and C10H18D2O5. Photoionization efficiency spectra were obtained by scanning photon energy, and the relationship between structure and photoionization behavior was used for species’ identification (24, 34). The applicability of this methodology is limited for high-molecular-weight hydrocarbons due to the large number of possible isomers (34). Fig. 3 DF shows that both hydrogenated and deuterated compounds contribute to the observed spectra, and their near-identical photoionization efficiency spectra indicate their identical structures. Current knowledge of hydrocarbon autooxidation mechanisms would suggest that bimolecular reactions of peroxy radicals, as well as bimolecular reactions of alkoxy radicals, lead to oxygenated intermediates with –OH functional groups (7, 35). However, these oxygenates do not correspond to the highly oxygenated intermediates observed in this work. Thus, the exchange experiments conclude that the detected intermediate C10H20O3 contains one –OOH group, C10H18O4 contains one –OOH group, and C10H20O5 contains two –OOH groups. The H/D exchange reaction between C10H18O4 and D2O also produces C10H16D2O4 (a smaller peak than that of C10H17DO4), as shown in Fig. 3 B and E. These results indicate that C10H18O4 may contain isomers with two –OOH groups (e.g., dienes with two –OOH groups).

Fig. 3.

Photoionization mass spectra and photoionization efficiency spectra of C10H20O3, C10H18O4, and C10H20O5 with and without D2O addition. (AC) Mass spectra of C10H20O3, C10H18O4, and C10H20O5 with (dashed red line) and without D2O addition (black line) at 530 K and 9.5 eV. (DF) Photoionization efficiency spectra of C10H20O3, C10H18O4, and C10H20O5 (open symbols) and their corresponding deuterated species (lines) at 530 K. Signal of C10H20O5 in F multiplied by 2.3.

The presence of hydroperoxy functional groups in these oxygenates is further supported by both the nature and the similar temperature-dependent behavior of their fragments (SI Appendix, Fig. S10). The ions C10H19O+ and C10H19O2+ (SI Appendix, Fig. S10A) are plausible fragments of the primary ion C10H20O3+, after elimination of –OOH and through dissociation of the O–OH bond in the hydroperoxy group, respectively. Similarly, C10H17O2+ and C10H19O3+ (SI Appendix, Fig. S10 B and D) are likely the products of the primary ions C10H18O4+ and C10H20O5+ after elimination of –OOH.

Autooxidation Mechanism Involving Sequential Oxygen Addition.

Similar distributions of autooxidation intermediates (SI Appendix, Figs. S2–S8) and their fragments (SI Appendix, Table S2) were observed during oxidation of the other 12 VOCs in the SVUV-PI-MBMS experiment. This information on autooxidation intermediates motivates us to establish a general mechanistic understanding of their formation and destruction. Specifically, the reactions involving the first, second, and third sequential O2 addition steps are addressed in the oxidation of VOCs with the general formula CxHyOz [i.e., reactions involved in the formation of autooxidation intermediates with the general formula CxHy ? 2Oz + n (n = 0–5)]. Fig. 1 illustrates a generalized reaction mechanism and the pertinent processes for 2,7-dimethyloctane autooxidation.

First and second oxygen addition.

The reaction sequence starts with H-atom abstraction from the parent organic molecule (i.e., CxHyOz, C10H22) to produce a radical R (CxHy ? 1Oz, C10H21). Italicized text within parentheses denotes intermediate species in 2,7-dimethyloctane oxidation. H-atom abstraction occurs at primary, secondary, and tertiary carbon sites of 2,7-dimethyloctane. Fig. 1 shows the structure of the probable intermediates from the autooxidation of R with the radical site at the primary carbon. Intramolecular H-atom abstraction of ROO, OOQOOH, and OO(POOH)2 radicals, via a six-membered-ring transition state (TS), is considered. Three sequential steps of O2 addition (solid arrows in Fig. 1) lead to highly oxygenated intermediates [i.e., CxHy ? 2Oz + n (n = 3–5), C10H20O3, C10H20O4, and C10H20O5]. The first O2 addition to the radical R produces an alkylperoxy radical (ROO, C10H21OO) that may isomerize to a hydroperoxyalkyl radical (36) (QOOH, C10H20OOH). A second O2 addition to QOOH yields a hydroperoxyalkylperoxy radical (OOQOOH, OOC10H20OOH). Intramolecular H-atom abstraction of the C–H alpha to the -OOH group in OOQOOH, with subsequent β-O-O scission, forms highly oxygenated intermediates CxHy ? 2Oz + 3 (with one C=O and one -OOH) and one OH radical. Here, the intramolecular H-atom abstraction of the C–H alpha to the -OOH group by an –OO via five- to eight-membered TS is defined as the standard isomerization, while intramolecular H-atom abstraction by an –OO via five- to eight-membered-ring TS from a C–H not alpha to the –OOH is the EA. The competition between standard isomerization and EA is determined by the TS ring size and the carbon type being abstracted (32). A few of these postulated reaction intermediates and their plausible structures have been recently identified in the low-temperature oxidation of selected VOC compounds, including n-butane (24, 33), n-pentane (37), 2-methylhexane (17), and dimethyl ether (26). An EA pathway leads to a radical P(OOH)2, which can undergo cyclization to produce OH radical and a species of formula CxHy ? 2Oz + 3, albeit with one O heterocycle and one –OOH functional group.

Third oxygen addition.

The abundance of isomers for highly oxygenated intermediates and the numerous possible structures and conformers have historically made it difficult to follow the autooxidation mechanism, even for two sequential oxygen additions (17, 26). However, this study makes it possible to follow these reactions for a third sequential O2 addition in which O2 adds to the radical site of P(OOH)2 [e.g., C10H19(OOH)2] and produces an OOP(OOH)2 radical [e.g., OOC10H19(OOH)2]. The unambiguous results from the oxygen isotope labeling and the H/D exchange experiments indicate (for 15 representatives of prototypical VOC classes) that reaction sequences occur similarly to those for the OOQOOH radicals obtained after sequential addition of two O2 molecules. The standard isomerization of OOP(OOH)2 and subsequent β-O-O scission forms CxHy ? 2Oz + 5 (with one C=O and two -OOHs, C10H20O5) and OH radical; the EA of OOP(OOH)2 leads to the T(OOH)3 radical [e.g., C10H18(OOH)3]. Further cyclization of T(OOH)3 also produces CxHy ? 2Oz + 5 (with one O heterocycle and two -OOHs, C10H20O5) and one OH radical. The reaction of P(OOH)2 with O2, the concerted elimination of OOP(OOH)2, and the β-C-O scission of T(OOH)3 (not shown in Fig. 1) form CxHy ? 2Oz + 4 (with one C=C and two -OOHs, C10H20O4) and one HO2 radical.

With the addition of three sequential oxygen molecules, additional reactions (denoted by dashed arrows in Fig. 1) may occur to form CxHy ? 2Oz (with one C=C, C10H20), CxHy ? 2Oz + 1 (with one O heterocycle, C10H20O), and CxHy ? 2Oz + 2 (with one C=C and one -OOH, C10H20O2). Note that the measured CxHy ? 2Oz + 2 signal in this work may contain a contribution from secondary reactions, e.g., keto alcohols, from the bimolecular reactions of keto-alkoxy radicals (7).

Briefly, this reaction scheme explains the formation of the autooxidation intermediates: The highly oxygenated intermediates CxHy ? 2Oz + n (n = 3–5) contain one or two hydroperoxy (-OOH) groups and other functional groups include carbonyl (C=O), cyclic ether (O heterocycle), and alkene (C=C). The CxHy ? 4Oz + 4 (with one and/or two –OOHs, C10H18O4) intermediates may be derived from subsequent reactions of CxHy ? 2Oz + 5 (e.g., C10H20O5), such as OH-radical-assisted water elimination (16, 35) and/or secondary reactions of CxHy ? 2Oz + 2 (e.g., C10H20O2). Their formation and relative ratios are not expected to significantly alter the overall radical pool. It could be assumed that T(OOH)3 undergoes further O2 addition and subsequent intramolecular H shift to form intermediates with even higher oxygen content, especially for organic compounds with longer carbon chains, appropriate functional groups, and in oxidation processes with adequate concentration of O2 and appropriate temperature. Thus, the sequential addition of oxygen, as defined here, may not end after the third step.

Extensive Peroxy Radical Autooxidation.

An interesting aspect of the proposed reaction mechanism is the EA of OOQOOH and subsequent third O2 addition pathways. To provide further insights into this reaction type, Fig. 4 presents the relative ratios of CxHy ? 2O5 to CxHy ? 2O3 from autooxidation of n-heptane, 2-methylhexane (17), 2,5-dimethylhexane (16), cycloheptane, n-decane, 2-methylnonane, 2,7-dimethyloctane, and n-butylcyclohexane (SI Appendix, section 1.9 and Fig. S12). CxHy ? 2O5 and CxHy ? 2O3 are representative products from the third and second O2 addition, respectively, as highlighted in Fig. 1. The ratio of these two intermediates indicates the likelihood of the EA isomerization of OOQOOH and third O2 addition reaction and the propensity to produce higher oxygenated species (i.e., CxHy ? 2O5). Note that the cyclization of P(OOH)2 also forms CxHy ? 2O3, but simulations have proven that CxHy ? 2O3 is primarily formed via the standard isomerization of OOQOOH (17, 38). Fig. 4 shows that CxHy ? 2O5’s yield depends on the molecular structure of the VOC. For example, n-heptane has the lowest yield, 2-methylhexane and 2,5-dimethylhexane have an intermediate yield, and cycloheptane has the highest yield among the C7 and C8 alkanes. An analogous tendency to form CxHy ? 2O5 is observed for the C10 alkanes in the order of n-decane < 2-methylnonane < 2,7-dimethyloctane < n-butylcyclohexane, indicating that hydrocarbons with a tertiary C–H site and ring structures favor the formation of CxHy ? 2O5 highly oxygenated intermediates.

Fig. 4.

Relative ratios of CxHy ? 2O5 to CxHy ? 2O3 in eight hydrocarbon autooxidation reactions (AH), indicating the likelihood of extensive autooxidation of OOQOOH and third O2 addition reaction, which affect the propensity to produce heavier highly oxygenated intermediates (i.e., CxHy ? 2O5). Data for 2-methylhexane and 2,5-dimethylhexane autooxidation from Wang et al. (16, 17).

EA is a prerequisite for the production of CxHy ? 2O5 highly oxygenated intermediates. The tertiary C–H site and ring structures that favor the EA process permit intramolecular H-abstraction reactions to proceed via a six-membered-ring TS, since they are the most favorable pathways (15). Numerous OOQOOH radicals can be produced from the autooxidation process. Several typical α,γ-OOQOOHs, from normal alkane, branched alkane, and cycloalkane, have been chosen for discussion here. α is the position of the –OO group while γ is the position of the –OOH group. The activation energies and entropy changes for intramolecular H-abstraction reactions in Fig. 5 AC have been computed from quantum calculations. Details of the kinetic analysis with temperature are shown in SI Appendix, section 2.1 and Fig. S13. The peroxy radicals investigated in this work have a high degree of torsional anharmonicity, which can lead to discrepancies in partition function calculations (39, 40). Further study on the standard isomerization and EA of the peroxy radicals using more accurate treatment of the thermodynamic and kinetics calculations is needed.

Fig. 5.

Structural analysis of α,γ-OOQOOH intramolecular H abstraction. Blue underlined numbers denote activation energy, unit is kcal/mol; red italicized numbers denote entropy change, unit is cal/mol/K. Activation energies and entropy change of intramolecular H-abstraction reactions in AC and activation energy in E were computed as described in SI Appendix, section 2. The activation energy and entropy change for the extensive autooxidation pathway in D is not shown since a competing standard isomerization pathway does not exist. Activation energies of 26.4 and 21 kcal/mol in F estimated from quantum-chemistry calculations of Xing et al. (41) and Ning et al. (42), respectively.

The kinetic analysis reveals that EA of α,γ-OOQOOH radical A, B, and C in Fig. 5 is feasible. An EA of OOQOOH radical by abstracting a tertiary C-H is preferred over an EA by abstracting primary or secondary C–Hs; this is attributed to the lower activation energy and higher entropy difference to form the transition state in the former pathway. Moreover, the equilibrium constant of OOQOOH radical’s EA by abstracting a tertiary C–H is higher than that of a secondary C–H (SI Appendix, Fig. S14). Thus, increasing the number of tertiary C–Hs from n-decane to 2-methylnonane and to 2,7-dimethyloctane, kinetically and thermodynamically, promotes the EA process. Furthermore, as shown in Fig. 5D, when the -OOH is on a tertiary carbon site, the α,γ-OOQOOH radical can undergo an EA isomerization to produce CxHy ? 2O5 intermediates, while the pathway of standard isomerization to CxHy ? 2O3 intermediates is impossible due to the lack of H-atoms alpha to the –OOH site.

For α,γ-OOQOOH generated from cycloalkanes, 2n stereoisomers can be formed where “n” is the number of the chiral center. For instance, α,γ-OOQOOH (i.e., hydroperoxy-cyclohexyl peroxy) generated from cyclohexane has four stereoisomers, which are ax-OOH-ax-OO, ax-OOH-eq-OO, eq-OOH-ax-OO, and eq-OOH-eq-OO (ax: axial position, eq: equatorial position, SI Appendix, Fig. S15). There is only one isomer (eq-OOH-ax-OO) that can undergo the standard isomerization pathways, whereas the other three favor an EA of OOQOOH, leading to CxHy ? 2O5 intermediates. Fig. 5E presents the ax-OOH-ax-OO, confirmed to be the most stable conformer due to the hydrogen bonding effect between the hydroperoxy and peroxy groups (SI Appendix, Fig. S15 and Table S3). The potential energy surface shows that the 1,5-hydrogen EA, which involves an abstraction of the axial-C–H (C5-H in Fig. 5E) via a six-membered-ring TS, has the lowest energy barrier (28.8 kcal/mol), resulting in a meta secondary P(OOH)2 radical (SI Appendix, Fig. S16). The structure of the axial–axial conformer hinders the formation of CxHy ? 2O3 (keto-hydroperoxide) because the standard isomerization process by intramolecular H abstraction of the equatorial-C–H alpha to the OOH group is impossible without altering the cyclic chair structure.

Cycloalkanes containing alkyl side chains further promote the production of CxHy ? 2O5 intermediates, as in the case of n-butylcyclohexane. Fig. 5F shows one exemplary α,γ-OOQOOH radical in n-butylcyclohexane autooxidation, where the –OOH and –OO are both at the axial position and the n-butyl is at the equatorial position. The –OO group can abstract the axial C–H of carbon site five in the ring, or abstract the C–H of carbon site seven in the side chain via six-membered-ring TS. The free rotation of the side chain significantly reduces the energy barrier from 26.4 kcal/mol (41) to 21 kcal/mol (42), which then accelerates the EA process in n-butylcyclohexane.

Summary and Conclusions

In summary, highly oxygenated intermediates with one to two hydroperoxy groups were detected during the autooxidation of 15 organic compounds at combustion-relevant temperatures, and a peroxy radical reaction mechanism with three stages of sequential O2 addition was confirmed. A combination of experimental techniques was used to determine the structures and functional groups of these elusive intermediate species. Experimental observations for different VOC structures, combined with a kinetics analysis, highlighted the role of EA isomerization reactions in forming highly oxygenated intermediates. Including these reaction pathways in chemical kinetic simulations was shown to decrease the ignition delay time predictions of n-heptane/O2/N2 mixtures at 600 K, with an ~20% reduction at 1 bar and 60% reduction at 50 bar (SI Appendix, Fig. S17 and Table S4).

O–OH bond dissociation in hydroperoxy groups of highly oxygenated intermediates plays an important role in radical chain branching that drives ignition processes in combustion engines. The CxHy ? 2O5 intermediates produced via the third sequential O2 addition scheme are additional radical chain-branching intermediates (16) which may extend ignition limits under certain conditions (43). The absence of these additional radical chain branching pathways in simulations may explain the underprediction of ignition delay time of long chain alkanes at high pressures (44). It is possible that intermediates with even higher oxygen content may be produced under low-temperature and high-pressure combustion conditions. This autooxidation mechanism also has implications for the formation of cool flames in alkane fuel droplets under microgravity conditions (45). This chemistry is important in liquid hydrocarbon degradation in the temperature range of 400–500 K (7), which is relevant to the oxidative stability of lubricants and other industrial fluids. The formation of atmospheric SOA under low NOx concentrations (10) is also driven by similar chemical processes. The experimental results presented here for molecules with oxygen-containing functional groups (e.g., carbonyl and hydroxy) are in agreement with prior theoretical work on mechanisms for creating and aging the organic content of atmospheric particulate matter (23). Further advances in understanding autooxidation processes can be achieved by bridging experimental and theoretical methods used by atmospheric and combustion scientists.


The authors thank Elisabeth Lutanie, Virginia Unkefer, and Ivan Gromicho (Research Publication Services, KAUST) for editorial assistance; Dr. Mikael Ehn and Dr. Matti P. Rissanen (University of Helsinki) and Dr. William H. Green (Massachusetts Institute of Technology) for valuable discussions; and Paul Fugazzi for technical support. This work was supported by King Abdullah University of Science and Technology, Office of Sponsored Research (OSR) under Award OSR-2016-CRG5-3022, and Saudi Aramco under the FUELCOM program (to Z.W., B.C., S.Y.M., H.W., and S.M.S.); Director, Office of Energy Research, Office of Basic Energy Sciences (BES), Chemical Sciences Division of the US Department of Energy (USDOE), Gas Phase Chemical Physics Program, under Contract DE-AC02-05CH11231 (to D.M.P.-V. and S.R.L.); Division of Chemical Sciences, Geosciences and Biosciences, BES/USDOE (N.H. and K.M.); Deutsche Forschungsgemeinschaft Project KO1363/31-1 (to K.K.-H.); European Research Council (ERC) under FP7/2007-2013/ERC Grant 291049-2G-CSafe (to P.D.). Sandia National Laboratories is a multimission laboratory managed and operated by National Technology and Engineering Solutions of Sandia, LLC, a wholly owned subsidiary of Honeywell International, Inc., for the USDOE’s National Nuclear Security Administration under Contract DE-NA0003525. The Advanced Light Source is supported by the Director, Office of BES, of the USDOE under Contract DE-AC02-05CH11231.


  • ?1To whom correspondence may be addressed. Email: zhandong.wang{at}kaust.edu.sa or Mani.Sarathy{at}kaust.edu.sa.
  • Author contributions: Z.W., N.H., P.D., and S.M.S. designed research; Z.W., D.M.P.-V., B.C., K.M., S.Y.M., H.W., S.S., M.A.R., N.H., P.D., and S.M.S. performed research; Z.W. analyzed data; and Z.W., D.M.P.-V., K.K.-H., N.H., P.D., S.R.L., and S.M.S. wrote the paper.

  • The authors declare no conflict of interest.

  • This article is a PNAS Direct Submission.

  • This article contains supporting information online at www.danielhellerman.com/lookup/suppl/doi:10.1073/pnas.1707564114/-/DCSupplemental.


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